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Notification Regarding Change in Representative Directors

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March 3, 2014
Okasan Securities Co., Ltd.

Okasan Securities Co., Ltd. (headquarters: Chuo Ward, Tokyo; representative: President Kenichi Tanaka) has decided upon a change in representative directors, as outlined below.

1.Reason for change

To further improve the product provision capabilities, the capability to distribute high quality information, and the region-based marketing team of the Company, as a core member of the Okasan Securities Group.

2.Details of change

(1)To take office as of April 1, 2014

President Hiroyuki Shindo(currently senior managing director)

(2)To resign from position as of March 31,

Kenichi Tanaka (currently president)

  • Scheduled to take position of Standing senior adviser

3.Biographical information for new president

Hiroyuki Shindo (February 11, 1958)

Bio
March 1981 Graduated from Faculty of Law and Economics, Aichi University
April 1981 Joined Okasan Securities Co., Ltd. (now Okasan Securities Group Inc.)
June 2001 Head of Nagoya Branch
June 2003 Appointed director,
Responsible for Tokai region from Nagoya base
October 2003 Became director of current Okasan Securities Co., Ltd. at time of transition to holding companies structure
Responsible for Tokai region from Nagoya base(*1)
April 2004 Responsible for customer center for Management Planning Department, Retail Business Support Department, Headoffice Retail Sales Department
June 2006 Appointed managing director responsible for Personnel Department
June 2007 Appointed director responsible for Personnel Department(*2)
April 2011 Head of Retail Sales Headquarters (current position)
June 2011 Appointed senior managing director (current position)
Other main positions
Director, Okasan Securities Group Inc.
  • Bio information for current Okasan Securities Group Inc. (former Okasan Securities) for before the transition to the holding company structure in September 2003.
  • When appointed director in June 2007, was promoted to managing director of Okasan Holdings Inc. (current Okasan Securities Group Inc.)

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