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Okasan Securities Group Inc.

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When was the company founded? When was the company incorporated?

Our company was founded in Kyoguchi-machi, Tsu City, Mie Prefecture, on April 4, 1923. We were incorporated in Tsu City, Mie Prefecture, on August 25, 1944, when we became Okasan Securities Co., Ltd. (with 180,000 yen in capital). In October 1, 2003, Okasan Holdings, Inc., was established in line with the transformation of the company into a holding company. In October 2008, the company name was changed to Okasan Securities Group Inc.

What is the official name of the company in English?

Our official name in English is Okasan Securities Group Inc.

When did you make the transition to a holding company?

We made the transition to a holding company system on October 1, 2003. In line with our transition to a holding company, the company name changed from Okasan Securities Co., Ltd. to Okasan Holdings, Inc. In October 2008, the company name was changed to Okasan Securities Group Inc.

How would you describe your transition to a holding company?

On our eightieth anniversary, we made the transition to a holding company with the aim of taking a significant leap forward by enhancing management freedom and improving the efficiency of capital within the entire group.

On which stock exchanges are you listed?

We are listed on the Prime Market in the Tokyo Stock Exchange and the Premier Market in the Nagoya Stock Exchange.

When did you become listed on the market?

We were first listed on different stock exchanges as follows:

June 1973 Listed on the Second Sections of the Tokyo Stock Exchange and the Osaka Securities Exchange
November 1975 Assigned to the First Sections of the Tokyo Stock Exchange and the Osaka Securities Exchange
August 1978 Listed on the First Section of the Nagoya Stock Exchange

What is the securities code for Okasan Securities Group Inc.?

Our securities code is 8609.

Where is the head office located?

Our head office is located at 1-17-6 Nihonbashi, Chuo-ku, Tokyo. Muromachi head office is located at 2-2-1 Nihonbashi Muromachi, Chuo-ku, Tokyo. For details on visiting our head office and Muromachi head office, go to our Access Map on the Company Overview page.

Where can I find the organizational architecture and the names of executives?

This information is available in the Company Overview. In addition, information on the management system of our group is posted on our Corporate Governance page.

What is the management goal?

Our current goal is to consolidate a community-based approach to securities management in order to perfect the concept of "Establishing Okasan as an information powerhouse." More information is available on our Medium-term Business Plan page.

How would you describe the framework of corporate governance?

We have implemented measures within a framework of corporate governance designed to accelerate the decision-making process and augment management supervisory functions. For details, see our Corporate Governance page.

What is your policy on information disclosure?

Once the Disclosure Committee makes a decision, the disclosure procedure for corporate information entails compliance with the timely disclosure benchmarks. Information is simultaneously disclosed through TDnet (Timely Disclosure Network), a system for the timely disclosure of information operated by the TSE, and to media outlets. Moreover, the information is also promptly posted on our website after disclosure through TDnet.

Is Okasan Securities Group Inc. hiring?

We are currently not hiring. Okasan Securities Co., Ltd., is responsible for recruitment. Information about employment, guidelines for applicants, and information on other topics are available on the Okasan Securities Recruitment Information Website.

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